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DOL Issues Form 5500 Schedule C "FAQs"

DOL Issues Final Default Regulations (11/30/07)

DOL Guidance Interpreting PPA "Investment Advice" Provisions – Answered Questions, New Opportunities and Outstanding Issues (2/9/07)
Form 5500 Regulatory Update (7/26/06)
DOL Updates Securities Lending Class Exemption ( 1/09/07)
Class Action Lawsuits Target Fee Arrangements (10/20/06)
New Class Action Lawsuits Aimed at Revenue Sharing and Company Stock (9/19/06)

DOL Issues Default Investment Rules (9/29/06)

ERISA Fiduciary Issues for Plan Sponsors (PDF, 92kb) (5/15/06)

DOL Issues Guidance on Mutual Fund Settlements (PDF, 91kb) (5/8/06)

Would Major Tax Reform Be Good For Retirement Programs? (PDF, 82kb) (2/8/06)
Plan Governance (PDF, 75kb) (2/8/06)
ERISA's Bonding Requirements – Misunderstood and Misapplied (PDF, 81kb) (2/8/06)
   
Prohibited Transaction Exemptions
 
Department of Labor Amends Class Exemptions for Plan Transactions Involving Mutual Fund Shares (PDF, 46kb) (2/8/06)
DOL Publishes Updated Voluntary Fiduciary Correction Program And Prohibited Transaction Exemption (PDF, 93kb) (4/26/06)
DOL Issues Final Amendment to Exemption for No-Interest Loans to Plans (PDF, 58kb) (4/10/06)
Final Amendments to PTE 75-1 and PTE 84-24 (PDF, 46kb) (2/8/06)
   
Compliance with ERISA's Fiduciary Provisions
 
ERISA Benefits Litigation: Who Can Be Sued? (7/06)
Two New Stock Drop Decisions – Friendly Skies for ERISA Fiduciaries? (6/30/06)
Fiduciary Issues in ERISA-Covered Plans (10/13/05)
ERISA Issues in Insurance Company Demutalizations (10/13/05)
Administration of ERISA Covered Welfare Plans- Selected Topics (10/13/05)
ERISA Issues In Pension Fund Real Estate Investments (10/13/05)
ERISA Plan Expenses Overview and Checklist (10/13/05)
DOL Issues Significant New Guidance on Plan Expenses (10/13/05)

Trustee Expense Reimbursements / NAPPA ArticleAcceptance of Gratuities

   
401(k) Issues
Prop IRS Reg Provide Clarity For Automatic Enrollment Programs (11/30/07)
DOL Advisory Opinion Clarifies Application of Prohibited Transaction Rules to Asset Allocation Programs (2/7/2002)
   
Plan Fiduciary and Service Provider Issues
 
DOL Proposed Abandoned Plans Program (PDF, 58kb) (3/24/2005)
New Rules for Black-out Periods Under Sarbanes-Oxley Act (5/13/2003)
Deemed IRAs – A Welcomed New Plan Design Feature (11/18/2002)
DOL Issues Final Passive Cross-Trading Class Exemption (2/27/2002)
 
     
 
 
     
     
   
     
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