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Groom Resources

Fiduciary Responsibility Publications

Your criteria matched 71 publications:

  • Practice Area: Fiduciary Responsibility
Paying Employee Benefit Plan Expenses
February 2012
Paying Employee Benefit Plan Expenses Chart
February 2012
DOL Decides to Re-propose Amendments to its Fiduciary Definition Regulation
September 19, 2011
DOL Further Extends the Compliance Dates for the 408(b)(2) and Participant Disclosure Regulations
July 18, 2011
Final FBAR Regulations Offer Helpful Relief for Plans – But No Blanket Exception
February 24, 2011
DOL's About-Face on Advancement of Fees Leaves Heads Spinning
January 2011
IRS Overhauls Group Trust Guidance
December 21, 2010
Taking the Plunge: Managing a "Plan Assets" Fund
September 17, 2010
DOL Releases Interim Final Service Provider Disclosure Regulation
August 27, 2010
Dodd-Frank Meets ERISA - The Impact of Wall Street Reform on Plan Investments
August 24, 2010
Dodd-Frank Wall Street Reform and Consumer Protection Act - Impact on Plans and Plan Service Providers
July 21, 2010
DOL/SEC Issue Target Date Fund Guidance
May 12, 2010
Groom Comments on Proposed FBAR Regulations
April 27, 2010
DOL Issues New FAQs on Schedule C Reporting of Pharmacy-Related Compensation
March 5, 2010
DOL Releases New Proposed Investment Advice Regulation
March 2, 2010
FBAR Update - Deadline Extension and Proposed Regulations
March 1, 2010
FBAR Update - IRS Grants Extension for Some Filers until June 30, 2011
February 26, 2010
FBAR Update - Plan Fiduciaries May Have to Disclose Plan Foreign Financial Accounts on Income Tax Returns
February 16, 2010
Foreign Account Reporting for Retirement Plans
February 2010
Foreign Bank Account Reporting for Employee Benefit Plan Investments
November 2009
DOL Issues Supplemental FAQs About the 2009 Schedule C
October 30, 2009
Groom Comments on FBAR Filing Requirement for Pension Plans
October 8, 2009
IRS Extends FBAR Deadline Until October 15, 2009, For Certain Filers
September 22, 2009
FBAR Filing Deadline Extended Until June 30, 2010 in IRS Notice 2009-62
August 11, 2009
SEC Proposes Rules to Curtail "Pay to Play" by Public Plan Advisers
August 4, 2009
Groom Comments on FBAR Filing Requirement for Plans
July 30, 2009
DOL Provides Some Form 5500 Relief for 403(b) Plans
July 22, 2009
Plans May Be Required to Make FBAR Filing for Offshore Investments by September 23, 2009
June 25, 2009
Comment Periods on DOL Final Investment Advice Regulation
February 3, 2009
How to Avoid a 401(k) Lawsuit
February 2009
DOL Sets Sights on PE Valuation
December 2, 2008
Emergency Economic Stabilization Act of 2008
October 22, 2008
Financial Bailout Legislation
October 2, 2008
DOL Issues Form 5500 Schedule C "FAQs"
July 24, 2008
Subprime Related ERISA Litigation
March 18, 2008
In Depth - Courts Delve into Whether a Pharmacy Benefit Manager is a Fiduciary under ERISA
March 2008
DOL Issues Final Default Regulations: Many Questions Answered, Many Questions Remain
November 30, 2007
Form 5500 Regulatory 2007 Update
November 15, 2007
DOL Guidance Interpreting PPA "Investment Advice" Provisions – Answered Questions, New Opportunities and Outstanding Issues
February 9, 2007
DOL Updates Securities Lending Class Exemption
January 9, 2007
Class Action Lawsuits Target Fee Arrangements
October 20, 2006
DOL Issues Default Investment Rules
September 29, 2006
Form 5500 Regulatory 2006 Update
July 26, 2006
ERISA Fiduciary Issues for Plan Sponsors
May 15, 2006
DOL Issues Guidance on Mutual Fund Settlements
May 8, 2006
DOL Publishes Updated Voluntary Fiduciary Correction Program And Prohibited Transaction Exemption
April 26, 2006
DOL Issues Final Amendment to Exemption for No-Interest Loans to Plans
April 10, 2006
Department of Labor Amends Class Exemptions for Plan Transactions Involving Mutual Fund Shares
February 8, 2006
ERISA's Bonding Requirements – Misunderstood and Misapplied
February 8, 2006
Final Amendments to PTE 75-1 and PTE 84-24
February 8, 2006
Plan Governance
February 8, 2006
Would Major Tax Reform Be Good For Retirement Programs?
February 8, 2006
Administration of ERISA Covered Welfare Plans- Selected Topics
October 13, 2005
DOL Issues Significant New Guidance on Plan Expenses
October 13, 2005
ERISA Issues in Insurance Company Demutalizations
October 13, 2005
ERISA Issues In Pension Fund Real Estate Investments
October 13, 2005
ERISA Plan Expenses Overview and Checklist
October 13, 2005
Fiduciary Issues in ERISA-Covered Plans
October 13, 2005
Trustee Expense Reimbursements / Acceptance of Gratuities
September 28, 2005
DOL Proposed Abandoned Plans Program
March 24, 2005
ERISA For Securities Professionals
September 21, 2004
Complying with New Pension Disclosure Issues
April 22, 2004
Enron Corp. Summary of September 30, 2003 Ruling
October 3, 2003
New Rules for Black-out Periods Under Sarbanes-Oxley Act
May 13, 2003
Deemed IRAs – A Welcomed New Plan Design Feature
November 18, 2002
The Role of 401(k) Professional Administrators and Recordkeepers after Enron
November 1, 2002
Defined Benefit Plan Breach of Fiduciary Duties Under ERISA
April 15, 2002
Employer Securities Issues After ENRON
March 4, 2002
DOL Issues Final Passive Cross-Trading Class Exemption
February 27, 2002
DOL Advisory Opinion Clarifies Application of Prohibited Transaction Rules to Asset Allocation Programs
February 7, 2002
Courts Focus on DC Plan Investments in Employer Stock
December 20, 2001

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