Anthony Onuoha works on a wide array of ERISA regulatory compliance issues, specifically fiduciary duties and prohibited transactions with respect to plan investments. Relying on his knowledge of the investment management industry and securities laws, Anthony advises plans, plan sponsors, investment funds, and fund managers on ERISA-specific concerns arising in connection with investment products across various asset classes, particularly private equity. Anthony also negotiates investments by pension plans in hedge funds, private equity funds, and other alternative asset classes, and also assists in the structuring and designing of investment products. Previous ExperienceMFS Investment Management, ’40 Act Legal Intern RoundOak Capital Asset Management, Analyst
Publications Qualified Professional Asset Manager: An Important Tool for ERISA Fiduciaries The Investment LawyerFebruary 11, 2022
Publications Is a New Era Coming for Robo-Advice? SEC Requests Information Groom PublicationSeptember 8, 2021
Publications Comparison of Provisions in SECURE 2.0 and Cardin-Portman Groom PublicationJuly 15, 2021
Publications Summary of Provisions in the Securing a Strong Retirement Act of 2021 Groom PublicationMay 13, 2021
Past Events Groom Webinar: SECURE 2.0: An Overview and Prospects for Retirement Legislation in 2021 (May 11, 2021) Groom WebinarMay 11, 2021
Publications Cybertheft Lawsuit: Court Dismisses Fiduciary Breach Claims Against Plan Sponsor for a Second Time Groom PublicationMarch 11, 2021
Publications Financial Factors in Selecting Plan Investments Under ERISA NSCP Currents February 9, 2021
Publications SEC Enforcement on Common and Collective Trusts Catches Many by Surprise Groom PublicationOctober 8, 2020
Publications If it Ain’t Broke, Fix it as Needed: The DOL’s Revised Fiduciary Rule and Exemptions Proposal Bloomberg TaxAugust 8, 2020