Groom Law Group, Chartered is pleased to share its newly launched Investigations & Enforcement Resource Center. To help effectively manage the vigorous process when companies or individuals discover that they are subject of a Department of Labor, Internal Revenue Service, Pension Benefit Guaranty Corporation, Health and Human Services, Centers for Medicare & Medicaid Services, and other federal and state agency benefit plan-related audit, we have collected all of our resources in one place where we will be providing updates on an ongoing basis.

Based on the volume of work that we continue to do on behalf of clients to defend against agency actions, trends suggest that audits will continue to happen at a greater frequency, and to companies of all sizes. Therefore, it is our goal to equip our clients with a collection of resources to provide clear, straightforward insights into the process.

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Resources that will be made available include:

  • Information on upcoming webinars and other programming
  • Brief ‘blog’ excerpts from Groom sub-specialty experts with a focus on fiduciary, tax and health issues that may arise during an inquiry
  • Newsworthy items pertaining to hot button issues
  • Insightful videos
  • FAQs

Investigation and enforcement topics that will be covered include:

  • Fee Disclosures
  • Prohibited Transactions
  • Plan Compliance Administration
  • Plan Governance
  • Fiduciary Governance

About Groom Law Group, Chartered

Founded in the wake of a landmark regulatory development—the passage of ERISA in 1974, Groom has been at the forefront of employee benefits law for over 45 years. Groom’s multi-disciplinary team of nearly 90 benefits, health and retirement attorneys routinely defend benefit plan-related Department of Labor, Internal Revenue Service, Pension Benefit Guaranty Corporation, Health and Human Services, Centers for Medicare & Medicaid Services, and other federal and state agency investigations on behalf of its clients. Owing to our strong substantive knowledge of our clients’ businesses and thorough knowledge of agency procedures, Groom leads the nation in the volume of cases being handled by any law firm.

 

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