Webinar: Overview of 2020 Guidance Impacting Retirement Plan Service Providers (October 1, 2020)

This event has passed.

With the larger part of 2020 behind us and the introduction of several important pieces of new legislation, regulations and guidance thus far, Groom attorneys will host a brief webinar covering key issues for retirement plan service providers including:

  • planning for investment advice exemption opportunities,
  • the role of ESG in DOL investigations, and
  • a look at SEC, DOL and OCC developments affecting providers.