Groom Webinar: Navigating Department of Labor Investigations of ESOPs (December 15, 2021)

This event has passed.

The DOL routinely opens investigations concerning employee stock ownership plans or “ESOPs” and ESOP service providers, such as trustees or other plan fiduciaries or service providers, in order to determine whether any person “has violated or is about to violate” ERISA. As we will discuss in-depth in this webinar, understanding the process undertaken by DOL in conducting its agency investigations can go a long way towards managing the process and outcomes.

Please contact us if you have any questions or would like to receive a recording of this program.